Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roni? Claim Your ProfileRoni Chase is an active financial advisor with Wells Fargo Advisors Financial Network, LLC. Roni has been in the industry since 1995 and holds the Series 6, 7, 63 and 65 licenses, as well as the SIE exam. Roni works with a variety of clients, including individuals, corporations, insurance companies, charitable organizations, and pension and profit-sharing plans. Roni provides financial planning, investment consulting services to institutional clients, portfolio management for businesses and individuals, and selection of other advisors. Roni previously worked with JANNEY MONTGOMERY SCOTT LLC, Wells Fargo Advisors, CITIGROUP GLOBAL MARKETS INC., CITICORP INVESTMENT SERVICES, DREYFUS SERVICE CORPORATION, FIDELITY BROKERAGE SERVICES LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and CIGNA FINANCIAL ADVISORS,INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/23/2024 - Present
Wells Fargo Advisors Financial Network, LLC (PALM BEACH GARDENS FL)
NJ
12/01/2016 - 02/23/2024
JANNEY MONTGOMERY SCOTT LLC (BEDMINSTER NJ)
NJ
05/29/2009 - 12/07/2016
WELLS FARGO ADVISORS (LIVINGSTON NJ)
NY
05/29/2007 - 06/04/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/16/2003 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
NY
04/12/2001 - 10/14/2003
DREYFUS SERVICE CORPORATION (NEW YORK NY)
RI
11/08/1999 - 04/04/2001
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
NY
09/28/1998 - 10/29/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/16/1996 - 09/09/1998
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
PA
02/13/1995 - 02/14/1996
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
PA
03/29/1994 - 08/11/1994
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
IA
Issued 04/22/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/04/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/1997
Series 7 - General Securities Representative Examination
BC
Issued 03/28/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Roni Chase is the right advisor for you? Invested Better is here to help.
