Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roni? Claim Your ProfileRoni Arjangravesh is a financial advisor in the Los Angeles, CA area with over 14 years of experience in the financial services industry. Roni is registered with Wells Fargo Clearing Services, LLC and has passed the Series 6, 7, 31, and SIE exams. Roni provides investment consulting services to institutional clients in addition to financial planning, portfolio management for individuals and businesses, and pension consulting. Roni is also a licensed investment advisor representative in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/06/2021 - Present
Wells Fargo Clearing Services, LLC (LOS ANGELES CA)
CA
02/09/2010 - 04/26/2011
CHASE INVESTMENT SERVICES CORP. (CANOGA PARK CA)
CA
06/01/2009 - 01/29/2010
MORGAN STANLEY SMITH BARNEY (WOODLAND HILLS CA)
CA
10/22/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (WOODLAND HILLS CA)
NY
08/02/2004 - 01/07/2005
NEW ENGLAND SECURITIES (NEW YORK NY)
BOTH
Issued 11/29/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 10/21/2008
Series 7 - General Securities Representative Examination
BC
Issued 07/30/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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