Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rongxia? Claim Your ProfileRongxia Zhu is an active advisor with J.P. Morgan Securities LLC. Rongxia has been working in the industry since June 8, 2005. Rongxia has registrations in both Broker-Dealer and Investment Adviser categories in multiple states. Rongxia has passed the Series 66, Series 7 and the SIE exams. Rongxia has been registered with the following firms: Truist Investment Services, Inc., Citigroup Global Markets Inc. and Pruco Securities, LLC. The advisor has experience in providing investment services for insurance companies, charitable organizations, high net worth individuals, pension and profit-sharing plans, corporations or other businesses, and individuals other than high net worth. Rongxia Zhu is a registered representative of J.P. Morgan Securities LLC, member FINRA/SIPC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
MD
07/08/2024 - Present
J.p. Morgan Securities LLC (Derwood MD)
CA
07/01/2022 - 06/14/2024
GLOBALINK SECURITIES, INC. (PASADENA CA)
MD
01/22/2014 - 06/09/2022
TRUIST INVESTMENT SERVICES, INC. (POTOMAC MD)
MD
05/29/2007 - 01/09/2014
CITIGROUP GLOBAL MARKETS INC. (POTOMAC MD)
DC
11/14/2005 - 05/29/2007
CITICORP INVESTMENT SERVICES (WASHINGTON DC)
NJ
07/29/2004 - 02/09/2005
PRUCO SECURITIES, LLC. (NEWARK NJ)
BOTH
Issued 04/16/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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