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Rongsha Li

Virtu Americas LLC

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About Rongsha Li

Rongsha Li is a securities professional with over 7 years of experience in the financial services industry. Rongsha has held positions at Virtu Financial BD LLC and Virtu Americas LLC. Rongsha is currently registered with FINRA and holds a Series 7, 55, 56, and 57TO licenses as well as the SIE exam. Rongsha's current employer is Virtu Americas LLC.

Firm Information

Rongsha Li is currently registered with Virtu Americas LLC. Virtu Americas LLC is a Limited Liability Company formed in February 2009 and approved in all 50 states and the District of Columbia. The firm has been registered with the SEC and has a total of 53 regulatory and civil event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

163

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rongsha Li’s Registration & Firm History

NY

08/16/2019 - Present

Virtu Americas LLC (New York NY)

TX

09/06/2017 - 04/09/2020

VIRTU FINANCIAL BD LLC (AUSTIN TX)

NY

07/15/2015 - 09/21/2018

VIRTU AMERICAS LLC (New York NY)

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Licenses & Designations

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/16/2015

Series 56 - Proprietary Trader Qualification Examination

BC

Issued 07/29/2015

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/15/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Rongsha Li.
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