Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rong? Claim Your ProfileRong Shen is a financial professional with over 15 years of experience in the industry. Rong is currently registered with MML Investors Services, LLC and holds licenses for Series 6, 7, and 63 securities exams. Rong is also a holder of the Securities Industry Essentials Examination. Rong has worked with MML Investors Services, LLC for over 15 years and has experience working in both Walnut Creek and San Jose, CA. Rong has experience working with a variety of clients, including individuals, corporations, and institutions. Rong's specialization includes providing financial planning services, portfolio management services, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CA
08/26/2013 - Present
MML Investors Services, LLC (SAN JOSE CA)
CA
12/06/2006 - 06/14/2012
MML INVESTORS SERVICES, LLC (WALNUT CREEK CA)
BC
Issued 05/14/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2007
Series 7 - General Securities Representative Examination
BC
Issued 12/05/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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