Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronette? Claim Your ProfileRonette Santos is a financial advisor working with Northwestern Mutual Investment Services, LLC. Ronette has been in the industry since August 29, 2000. Ronette has a Series 63, Series 66 and Series 7 licenses. Ronette also holds a Certified Financial Planner designation. Ronette has experience with clients such as banking or thrift institutions and individuals other than high-net-worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NV
02/03/2023 - Present
Northwestern Mutual Investment Services, LLC (RENO NV)
NV
08/18/2021 - 04/06/2022
KESTRA INVESTMENT SERVICES, LLC (Reno NV)
NV
09/30/1999 - 06/30/2021
EDWARD JONES (RENO NV)
BOTH
Issued 08/07/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/30/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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