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Ronell Carmichael

ADP Broker-Dealer, Inc.

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About Ronell Carmichael

Ronell Carmichael is a financial professional with over 20 years of experience in the industry. Ronell has a broad range of experience working with firms such as MML Investors Services, LLC, PFS Investments Inc., Morgan Stanley, and ADP Broker-Dealer, Inc. Ronell is currently registered with ADP Broker-Dealer, Inc. and is licensed to provide financial services in all 50 states.

Firm Information

Ronell Carmichael is currently registered with ADP Broker-Dealer, Inc.. ADP Broker-Dealer, Inc. is a corporation formed in July 1994. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Virgin Islands, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

755

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ronell Carmichael’s Registration & Firm History

NJ

07/25/2023 - Present

ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)

GA

03/22/2023 - 07/26/2023

MML INVESTORS SERVICES, LLC (Atlanta GA)

GA

06/20/2022 - 12/31/2022

PFS INVESTMENTS INC. (SMYRNA GA)

GA

01/12/2021 - 05/25/2022

MORGAN STANLEY (Atlanta GA)

NJ

11/28/2016 - 12/04/2020

ADP BROKER-DEALER, INC. (ROSELAND NJ)

GA

04/22/2016 - 12/05/2016

MSI FINANCIAL SERVICES, INC. (ATLANTA GA)

NJ

12/12/2006 - 05/02/2016

ADP BROKER-DEALER, INC. (ROSELAND NJ)

GA

11/21/2005 - 12/15/2006

FINANCIAL NETWORK INVESTMENT CORPORATION (ALPHARETTA GA)

NY

01/28/2005 - 11/01/2005

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEW YORK NY)

MO

08/06/2002 - 11/19/2004

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

OH

07/10/2000 - 02/15/2002

NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)

GA

04/19/1999 - 12/31/1999

PFS INVESTMENTS INC. (DULUTH GA)

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Licenses & Designations

BOTH

Issued 03/17/2021

Series 66 - Uniform Combined State Law Examination

IA

Issued 06/14/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/17/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/16/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/16/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ronell Carmichael.
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