Unclaimed
Rondon Suayan is a financial advisor who has been in the industry since 2009. Rondon Suayan is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Rondon Suayan is also registered with the state of New Jersey and Texas. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Rondon Suayan worked at GARDEN STATE SECURITIES, INC. in Tinton Falls, NJ. Rondon Suayan holds the Series 66, Series 10, Series 9, SIE, and Series 7 licenses. Rondon Suayan has specialized in providing financial services to individuals, high-net-worth individuals, corporations, pension plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
02/22/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (Freehold NJ)
NJ
07/08/2009 - 02/22/2010
GARDEN STATE SECURITIES, INC. (TINTON FALLS NJ)
BOTH
Issued 09/03/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/28/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/25/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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