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Rondell Sherwin Jordan

Tradeweb Direct LLC

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About Rondell Sherwin Jordan

Rondell Sherwin Jordan is a financial advisor based in Jersey City, New Jersey. Jordan has been in the financial services industry since 2005. Currently, Jordan is registered with Tradeweb Direct LLC. Prior to joining Tradeweb Direct LLC, Jordan was employed by DEALERWEB INC. and RAFFERTY CAPITAL MARKETS, LLC. Jordan holds the Series 7, Series 52, Series 63, Series 99TO and SIE securities licenses.

Firm Information

Rondell Jordan is currently registered with Tradeweb Direct LLC. Tradeweb Direct LLC, a Limited Liability Company, was formed on November 3, 1999 and is approved in all 50 U.S. states, Puerto Rico, and the District of Columbia. The firm has one SEC registration and 52 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rondell Jordan’s Registration & Firm History

NJ

09/06/2019 - Present

Tradeweb Direct LLC (JERSEY CITY NJ)

NY

10/14/2011 - 09/16/2019

DEALERWEB INC. (GARDEN CITY NY)

NY

01/25/2005 - 10/12/2011

RAFFERTY CAPITAL MARKETS, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/06/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/27/2006

Series 7 - General Securities Representative Examination

BC

Issued 01/24/2005

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rondell Sherwin Jordan.
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