Unclaimed
Rondell Sherwin Jordan is a financial advisor based in Jersey City, New Jersey. Jordan has been in the financial services industry since 2005. Currently, Jordan is registered with Tradeweb Direct LLC. Prior to joining Tradeweb Direct LLC, Jordan was employed by DEALERWEB INC. and RAFFERTY CAPITAL MARKETS, LLC. Jordan holds the Series 7, Series 52, Series 63, Series 99TO and SIE securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
09/06/2019 - Present
Tradeweb Direct LLC (JERSEY CITY NJ)
NY
10/14/2011 - 09/16/2019
DEALERWEB INC. (GARDEN CITY NY)
NY
01/25/2005 - 10/12/2011
RAFFERTY CAPITAL MARKETS, LLC (NEW YORK NY)
BC
Issued 06/06/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2006
Series 7 - General Securities Representative Examination
BC
Issued 01/24/2005
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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