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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronda? Claim Your ProfileRonda Walker Houston is an active investment advisor representative with Wells Fargo Clearing Services, LLC. Ronda has been in the industry since 2000, and has held registrations with both the Financial Industry Regulatory Authority (FINRA) and the state of North Carolina. Ronda has passed a number of industry exams, including the Series 7, Series 10, Series 24, and Series 31. Ronda also holds a Series 63 and Series 65. Prior to joining Wells Fargo Clearing Services, LLC, Ronda was associated with HarrisDirect LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
03/13/2013 - Present
Wells Fargo Clearing Services, LLC (GLEN ALLEN VA)
NJ
11/08/1999 - 04/16/2004
HARRISDIRECT LLC (JERSEY CITY NJ)
IA
Issued 03/12/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/31/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/02/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/27/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/11/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 11/04/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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