Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronda? Claim Your ProfileRonda Schleicher is an investment advisor representative with over 20 years of experience in the financial services industry. Ronda is currently registered with UBS Financial Services Inc., and previously worked at Morgan Stanley. Ronda holds a Series 7, Series 31, and Series 66 securities license, and is licensed to provide investment advice in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OR
11/19/2015 - Present
UBS Financial Services Inc. (EUGENE OR)
OR
06/01/2009 - 11/20/2015
MORGAN STANLEY (EUGENE OR)
OR
03/06/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (EUGENE OR)
OR
04/20/2001 - 03/12/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (EUGENE OR)
NY
09/10/1999 - 03/19/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 10/13/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 09/07/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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