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Ronda L Pope

Cetera Advisors LLC

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About Ronda L Pope

Ronda Pope is a financial advisor with Cetera Advisors LLC. Ronda has been in the financial services industry since 2003. Ronda's current and prior affiliations include Cetera Financial Specialists LLC, Cetera Advisor Networks LLC and Cetera Investment Services LLC. Ronda is registered with the state of Iowa.

Firm Information

Ronda Pope is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ronda Pope’s Registration & Firm History

IA

03/08/2016 - Present

Cetera Advisors LLC (WEST DES MOINES IA)

IA

11/19/2020 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (W Des Moines IA)

IA

03/08/2016 - 12/03/2019

SUMMIT BROKERAGE SERVICES, INC. (W Des Moines IA)

IA

03/08/2016 - 11/02/2017

GIRARD SECURITIES, INC. (W DES MOINES IA)

IA

03/08/2016 - 11/09/2016

INVESTORS CAPITAL CORP. (WEST DES MOINES IA)

IA

03/08/2016 - 11/09/2016

VSR FINANCIAL SERVICES, INC. (West Des Moines IA)

IA

11/04/2002 - 11/23/2015

PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)

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Licenses & Designations

BC

Issued 11/22/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/01/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Ronda L Pope. Review regulatory record here.
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