Unclaimed
Ronda Zattera has been in the financial services industry since 2003. Ronda is currently a registered representative with RBC Capital Markets, LLC and works in the firm's Minnetonka, MN office. Ronda has a broad range of experience in the financial services industry and holds numerous industry licenses and certifications. Ronda has previously worked with several other firms including LPL Financial LLC, Amerprise Financial Services, Inc. and Piper Jaffray Inc. Ronda specializes in providing financial and investment advice for individuals, corporations and businesses, employee benefit plans, endowment funds, foundations, family trusts, and capital and operating funds. Ronda is committed to providing clients with personalized financial solutions that meet their unique needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
03/21/2022 - Present
RBC Capital Markets, LLC (MINNETONKA MN)
MN
05/06/2021 - 11/02/2021
LPL FINANCIAL LLC (EDINA MN)
MN
08/04/2015 - 05/05/2021
RBC CAPITAL MARKETS, LLC (MINNETONKA MN)
MN
04/09/2013 - 03/19/2015
AMERIPRISE FINANCIAL SERVICES, INC. (Minneapolis MN)
MN
01/19/2010 - 12/05/2012
NEW ENGLAND SECURITIES (MINNETONKA MN)
MN
02/07/2008 - 06/01/2009
CRI SECURITIES, LLC (MINNETONKA MN)
MN
02/07/2008 - 06/01/2009
SECURIAN FINANCIAL SERVICES, INC. (MINNETONKA MN)
MN
10/05/1989 - 04/18/1995
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NJ
10/22/1987 - 11/09/1987
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 04/24/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/10/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/13/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/18/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/06/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/25/2008
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/12/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2008
Series 7 - General Securities Representative Examination
BC
Issued 10/21/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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