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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronan? Claim Your ProfileRonan David Cox is an investment advisor representative with Arete Wealth Advisors, LLC based in New York, NY. Ronan has been in the industry since 1996 and has experience working with high-net-worth individuals, corporations, and pension plans. Ronan is also a registered representative with National Securities Corporation. Ronan's practice focuses on financial planning, portfolio management, and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Non-discretionary investment advice regarding securities of affiliates of masterworks.io, llc.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Sharing in underwriting fees from an affiliated broker-dealer
1
2
NY
07/20/2022 - Present
Arete Wealth Advisors, LLC (New York NY)
NY
02/22/2019 - 07/21/2022
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
NY
08/14/2015 - 02/27/2019
WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)
NY
11/24/2010 - 08/25/2015
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
06/01/2009 - 12/01/2010
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
05/23/2001 - 04/02/2007
MORGAN STANLEY DW INC. (NEW YORK NY)
NJ
09/03/1998 - 05/22/2001
GRAYSON FINANCIAL LLC (RED BANK NJ)
NY
01/29/1996 - 08/27/1998
M.S. FARRELL & COMPANY, INC. (SYOSSET NY)
IA
Issued 06/26/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/05/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/13/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/04/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/05/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 01/26/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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