Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Xavier Guartatanga bueno is a financial advisor currently registered with TP Icap Global Markets Americas LLC. Ronald has been working in the financial industry since 2009 and has a strong track record of success. Ronald holds a variety of licenses and registrations, including Series 7, Series 3, Series 63, Series 24 and Series 30. Ronald has previously worked with firms such as ICAP Securities USA LLC, BrokerTec Americas LLC, Newedge USA, LLC, Barclays Capital Inc., and Lehman Brothers Inc. Ronald is dedicated to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/16/2014 - Present
TP Icap Global Markets Americas LLC (NEW YORK NY)
NY
06/24/2015 - 06/30/2023
ICAP SECURITIES USA LLC (NEW YORK NY)
NY
07/16/2014 - 12/21/2016
BROKERTEC AMERICAS LLC (NEW YORK NY)
NY
01/04/2012 - 03/21/2014
NEWEDGE USA, LLC (NEW YORK NY)
NY
09/22/2008 - 11/04/2011
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
08/26/2008 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 08/29/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2023
Series 30 - NFA Branch Manager Examination
BC
Issued 10/06/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2009
Series 3 - National Commodity Futures Examination
BC
Issued 08/25/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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