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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Oliver is a financial advisor with Stifel, Nicolaus & Company, Inc. in Irvine, California. Ronald has been working in the industry since 1987 and has experience with a variety of investment products and services. He has passed the Series 3, 7, and 63 exams. He is also a registered investment advisor with the state of Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
11/13/2019 - Present
Stifel, Nicolaus & Company, Inc. (IRVINE CA)
CA
06/01/2009 - 03/05/2013
MORGAN STANLEY (LAGUNA NIGUEL CA)
CA
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (LAGUNA NIGUEL CA)
NY
11/05/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
05/20/1988 - 10/05/1988
J. T. MORAN & CO., INC.
NA
08/31/1987 - 05/21/1988
SHERWOOD CAPITAL, INC.
NA
06/23/1987 - 09/11/1987
JOHN HANCOCK DISTRIBUTORS, INC.
IA
Issued 04/01/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/10/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/1990
Series 3 - National Commodity Futures Examination
BC
Issued 06/20/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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