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Ronald Whitney Gerber

Guggenheim Securities, LLC

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About Ronald Whitney Gerber

Ronald Whitney Gerber is a financial advisor based in New York, NY. Ronald has been in the industry since October 1, 1998. He is currently registered with Guggenheim Securities, LLC. Ronald has worked for a number of firms, including Piper Jaffray & Co., HSBC Securities (USA) Inc., Gerber, Kelly & Co. L.L.C., Goldman, Sachs & Co. and UBS Securities LLC. Ronald is licensed to conduct securities business in New York. He holds the Series 63, Series 24, SIE, Series 79 and Series 7 licenses.

Firm Information

Ronald Gerber is currently registered with Guggenheim Securities, LLC. Guggenheim Securities, LLC is a Limited Liability Company formed in January 1999. The firm is registered with the SEC and all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ronald Gerber’s Registration & Firm History

NY

05/14/2012 - Present

Guggenheim Securities, LLC (NEW YORK NY)

NY

01/29/2010 - 03/16/2012

PIPER JAFFRAY & CO. (NEW YORK NY)

NY

12/02/2004 - 12/19/2006

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

NY

10/02/2003 - 11/22/2004

GERBER, KELLY & CO. L.L.C. (NEW YORK NY)

NY

04/09/1998 - 11/15/2002

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

07/01/1996 - 04/09/1998

UBS SECURITIES LLC (NEW YORK NY)

NY

08/01/1994 - 07/08/1996

FURMAN SELZ LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/29/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/27/2012

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/28/2010

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 07/29/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ronald Whitney Gerber.
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