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Ronald Whitney Gale

BCW Securities LLC

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About Ronald Whitney Gale

Ronald Whitney Gale is an active broker-dealer with BCW Securities LLC, working in the Westport, Connecticut office. Ronald has been in the financial services industry since 2006. Ronald also previously worked at KeyBanc Capital Markets Inc.

Firm Information

Ronald Gale is currently registered with BCW Securities LLC. BCW Securities LLC is a Limited Liability Company formed in May 2007. The firm is registered with the SEC and in 17 states, including California, Colorado, Connecticut, Delaware, Florida, Georgia, Illinois, Maryland, Massachusetts, Michigan, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Texas, and Washington.

Not reported

Assets Under Management

Not reported

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ronald Gale’s Registration & Firm History

CT

03/13/2024 - Present

BCW Securities LLC (WESTPORT CT)

NY

06/12/2006 - 11/27/2023

KEYBANC CAPITAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/23/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/09/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ronald Whitney Gale.
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