Unclaimed
Ronald Polk is an investment advisor representative with PFS Investments Inc. located in Houston, Texas. Ronald has been in the securities industry since April 24, 1995. Ronald has a Series 6, Series 63 and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
TX
09/21/2018 - Present
PFS Investments Inc. (HOUSTON TX)
TX
08/05/1986 - 12/31/2009
PFS INVESTMENTS INC. (HUMBLE TX)
BC
Issued 11/14/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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