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Ronald Wayne Pinckard

Cambridge Investment Research Advisors, Inc.

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About Ronald Wayne Pinckard

Ronald Wayne Pinckard is an investment advisor representative currently registered with Cambridge Investment Research Advisors, Inc. based in Austin, Texas. Ronald has been in the financial services industry since 1972. Ronald has extensive experience in the industry having worked for multiple firms over the years. Ronald specializes in investment advisory services for individuals, businesses, and retirement plans.

Firm Information

Ronald Pinckard is currently registered with Cambridge Investment Research Advisors, Inc.. Cambridge Investment Research Advisors, Inc. is an investment advisor with over 3,000 licensed agents and registered representatives. Based in Fairfield, Iowa, the firm provides a range of advisory services including financial planning, pension consulting, educational seminars, and market timing services. Their client base encompasses high-net-worth individuals, individuals other than high-net-worth, pension and profit-sharing plans, and state or municipal government entities. The firm manages approximately $87.37 billion in assets under management.
Cambridge Investment Research Advisors, Inc.

1776 PLEASANT PLAIN RD.

FAIRFIELD, IA 52556-8757

$87.37B

Assets Under Management

71,763

Total Clients

3,513

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitation fees from 3rd party money managers

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Ronald Pinckard’s Registration & Firm History

TX

04/18/2016 - Present

Cambridge Investment Research Advisors, Inc. (Austin TX)

TX

03/10/1992 - 04/28/2016

TRANSAMERICA FINANCIAL ADVISORS, INC (AUSTIN TX)

CA

07/05/1989 - 03/09/1992

NAP FINANCIAL CORPORATION (IRVINE CA)

NA

03/01/1988 - 04/25/1989

SOURCE SECURITIES, INC.

NA

05/15/1987 - 03/08/1988

SECURITIES NETWORK, INC.

NA

05/14/1986 - 05/15/1987

UAN INVESTMENT CORP.

NA

02/22/1985 - 12/08/1986

SOUTHWEST GENERAL SECURITIES CORPORATION

NA

12/16/1980 - 01/28/1986

ZAHORIK COMPANY, INC.

NA

08/11/1977 - 12/16/1980

CONFERENCE CONCEPTS, INC.

NA

06/15/1974 - 04/10/1980

HARTFORD EQUITY SALES COMPANY INC.

NA

10/02/1972 - 08/11/1977

BELL SECURITIES CORPORATION

NA

06/13/1973 - 08/20/1974

HARTFORD VARIABLE ANNUITY LIFE LIFE INSURANCE COMPANY

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Licenses & Designations

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/26/1972

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ronald Wayne Pinckard.
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