Unclaimed
Ronald Wayne Pinckard is an investment advisor representative currently registered with Cambridge Investment Research Advisors, Inc. based in Austin, Texas. Ronald has been in the financial services industry since 1972. Ronald has extensive experience in the industry having worked for multiple firms over the years. Ronald specializes in investment advisory services for individuals, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
TX
04/18/2016 - Present
Cambridge Investment Research Advisors, Inc. (Austin TX)
TX
03/10/1992 - 04/28/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (AUSTIN TX)
CA
07/05/1989 - 03/09/1992
NAP FINANCIAL CORPORATION (IRVINE CA)
NA
03/01/1988 - 04/25/1989
SOURCE SECURITIES, INC.
NA
05/15/1987 - 03/08/1988
SECURITIES NETWORK, INC.
NA
05/14/1986 - 05/15/1987
UAN INVESTMENT CORP.
NA
02/22/1985 - 12/08/1986
SOUTHWEST GENERAL SECURITIES CORPORATION
NA
12/16/1980 - 01/28/1986
ZAHORIK COMPANY, INC.
NA
08/11/1977 - 12/16/1980
CONFERENCE CONCEPTS, INC.
NA
06/15/1974 - 04/10/1980
HARTFORD EQUITY SALES COMPANY INC.
NA
10/02/1972 - 08/11/1977
BELL SECURITIES CORPORATION
NA
06/13/1973 - 08/20/1974
HARTFORD VARIABLE ANNUITY LIFE LIFE INSURANCE COMPANY
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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