linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Ronald Vincent Cantalupo

PHX Financial, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Ronald? Claim Your Profile

About Ronald Vincent Cantalupo

Ronald Cantalupo is a financial professional with over 23 years of experience in the industry. Ronald currently works at PHX Financial, Inc. in Fort Lauderdale, FL. Ronald has held positions at several firms including NEWBRIDGE SECURITIES CORPORATION, PORTFOLIO ADVISORS ALLIANCE, LLC, and JOSEPH GUNNAR & CO. LLC. Ronald is a licensed Series 7, Series 24, Series 63, Series 79TO, Series 99TO, and SIE exam holder. Ronald is registered with the FINRA and is currently registered in 27 states.

Firm Information

Ronald Cantalupo is currently registered with PHX Financial, Inc.. PHX Financial, Inc. is a Corporation formed in December 2006. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 3 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Ronald Cantalupo’s Registration & Firm History

FL

01/25/2021 - Present

PHX Financial, Inc. (Fort Lauderdale FL)

FL

06/18/2019 - 01/29/2021

NEWBRIDGE SECURITIES CORPORATION (BOCA RATON FL)

NY

12/15/2015 - 06/28/2019

PORTFOLIO ADVISORS ALLIANCE, LLC (NEW YORK NY)

NY

06/19/2013 - 05/19/2015

PORTFOLIO ADVISORS ALLIANCE, INC. (NEW YORK NY)

NY

02/21/2008 - 06/19/2013

JOHN THOMAS FINANCIAL (NEW YORK NY)

NY

05/25/2006 - 03/25/2008

PRESTIGE FINANCIAL CENTER, INC. (NEW YORK NY)

NY

12/16/2005 - 05/24/2006

JOSEPH GUNNAR & CO. LLC (UNIONDALE NY)

NY

11/28/2003 - 12/15/2005

S.W. BACH & COMPANY (NEW YORK NY)

NY

11/20/2002 - 12/12/2003

LADENBURG, THALMANN & CO., INC. (NEW YORK NY)

NY

01/02/2002 - 11/20/2002

LADENBURG CAPITAL MANAGEMENT INC. (BETHPAGE NY)

NY

05/10/2001 - 01/02/2002

LADENBURG, THALMANN & CO., INC. (NEW YORK NY)

NY

04/26/1999 - 05/14/2001

GBI CAPITAL PARTNERS INC. (BETHPAGE NY)

Not sure if Ronald Vincent Cantalupo is right for you?

Licenses & Designations

BC

Issued 03/04/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/17/2005

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/23/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for Ronald Vincent Cantalupo. Review regulatory record here.
Not sure if Ronald Vincent Cantalupo is right for you?