Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Proctor is an investment advisor representative with Fidelity Personal And Workplace Advisors. Ronald has over 20 years of experience in the financial services industry. Ronald has been registered with the Securities and Exchange Commission (SEC) since 1997 and has held several registrations with different broker-dealers and investment advisors. Ronald has a broad range of experience in the financial services industry, including experience with investment companies, pension and profit-sharing plans, and corporations or other businesses. Ronald also offers financial planning and portfolio management services to individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
03/16/2021 - Present
Fidelity Personal AND Workplace Advisors (GERMANTOWN TN)
TN
12/06/2018 - 06/30/2020
TD AMERITRADE, INC. (MEMPHIS TN)
TN
03/13/2014 - 11/28/2018
CHARLES SCHWAB & CO., INC. (GERMANTOWN TN)
TN
01/11/2013 - 02/10/2014
CETERA INVESTMENT SERVICES LLC (GERMANTOWN TN)
TN
02/08/2012 - 01/23/2013
CHARLES SCHWAB & CO., INC. (GERMANTOWN TN)
TN
06/01/2009 - 03/11/2011
MORGAN STANLEY SMITH BARNEY (MEMPHIS TN)
TN
05/01/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MEMPHIS TN)
TN
07/19/2004 - 01/30/2007
EVOLVE SECURITIES, INC. (CORDOVA TN)
NC
01/15/2003 - 07/20/2004
NCF FINANCIAL SERVICES, INC. (DURHAM NC)
TN
01/09/2001 - 12/04/2002
NBC CAPITAL MARKETS GROUP, INC. (MEMPHIS TN)
TN
06/30/1999 - 01/11/2001
PORTFOLIO TRADING, LLC. (MEMPHIS TN)
MA
12/21/1997 - 11/02/1998
MUTUAL SERVICE CORPORATION (BOSTON MA)
NY
11/06/1997 - 11/12/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/23/1997 - 08/27/1997
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
07/23/1997 - 08/27/1997
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BOTH
Issued 06/02/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/22/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/1997
Series 7 - General Securities Representative Examination
BC
Issued 07/22/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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