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Ronald Thomas Orr

A.g.p. / Alliance Global Partners

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About Ronald Thomas Orr

Ronald Orr is a financial advisor with over 29 years of experience in the financial services industry. Ronald is currently registered with A.G.P. / Alliance Global Partners in New York. Ronald has been registered with A.G.P. / Alliance Global Partners since August 2021. Previously, Ronald was registered with AEGIS CAPITAL CORP. and Oppenheimer & Co. Inc. Ronald has a Series 63, Series 7 and SIE licenses. Ronald specializes in providing financial advice to high-net-worth individuals, corporations, and pooled investment vehicles.

Firm Information

Ronald Orr is currently registered with A.g.p. / Alliance Global Partners. A.g.p. / Alliance Global Partners is a Limited Liability Company with a main office in Westport, Connecticut, and has been operating since July 2022. The firm has over 238 registered representatives and manages over $1.6 billion in regulatory assets. A.g.p. / Alliance Global Partners provides a variety of advisory services, including financial planning, portfolio management for individuals and businesses, selection of other advisors, and portfolio management for pooled investment vehicles. They cater to a diverse range of clients, including individuals, high-net-worth individuals, businesses, corporations, and charitable organizations.
A.g.p. / Alliance Global Partners

88 POST ROAD WEST

WESTPORT, CT 06880

$1.69B

Assets Under Management

Not reported

Total Clients

175

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Sub-adviser of pooled investment vehicle charges a performance f

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Ronald Orr’s Registration & Firm History

NY

08/31/2021 - Present

A.g.p. / Alliance Global Partners (New York NY)

NY

04/05/2019 - 05/26/2021

AEGIS CAPITAL CORP. (NEW YORK NY)

NY

11/29/2006 - 04/05/2019

OPPENHEIMER & CO. INC. (JERICHO NY)

NY

04/06/2006 - 11/16/2006

WESTROCK ADVISORS, INC. (NEW YORK NY)

NY

08/13/2004 - 06/17/2005

WESTROCK ADVISORS, INC. (NEW YORK NY)

NY

03/28/2000 - 09/06/2002

WEATHERLY SECURITIES CORPORATION (NEW YORK NY)

PA

12/05/1995 - 03/29/2000

JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)

NY

09/12/1991 - 11/29/1995

OPPENHEIMER & CO., INC. (NEW YORK NY)

NY

01/11/1991 - 02/04/1991

GKN SECURITIES CORP. (NEW YORK NY)

NY

04/24/1990 - 02/04/1991

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/04/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/21/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Ronald Thomas Orr. Review regulatory record here.
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