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Ronald Thomas Deal

Raymond James & Associates, Inc.

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About Ronald Thomas Deal

Ronald Thomas Deal has been providing financial services since 1987 and has extensive experience with Raymond James & Associates, Inc.. Ronald has worked at various financial services firms in the past including Wells Fargo Clearing Services, LLC, A. G. Edwards & Sons, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Ronald specializes in providing a broad range of financial services and investment advice to individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations and insurance companies. Ronald holds a series of licenses and certifications including Series 6, 7, 63, and 65.

Firm Information

Ronald Deal is currently registered with Raymond James & Associates, Inc.. Raymond James & Associates, Inc. is a corporation headquartered in St. Petersburg, Florida, that was formed in February 1969. With a team of over 7,700 licensed agents, investment adviser representatives, and registered representatives, the firm manages over $433 billion in assets for a diverse clientele including high-net-worth individuals, corporations, insurance companies, pension plans, and charitable organizations. Raymond James offers a wide range of advisory services including financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and investment companies. The firm is registered with the Securities and Exchange Commission and is licensed to operate in all 50 states and the District of Columbia.
Raymond James & Associates, Inc.

880 CARILLON PARKWAY

ST. PETERSBURG, FL 33716

$433.81B

Assets Under Management

2,313

Total Clients

6,961

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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please see note in schedule d - miscellaneous

Please see note in schedule d - miscellaneous

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ronald Deal’s Registration & Firm History

LA

05/09/2022 - Present

Raymond James & Associates, Inc. (Ruston LA)

LA

01/01/2008 - 04/26/2022

WELLS FARGO CLEARING SERVICES, LLC (RUSTON LA)

LA

09/20/2002 - 01/03/2008

A. G. EDWARDS & SONS, INC. (RUSTON LA)

NY

05/06/1993 - 09/24/2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

IN

09/26/1991 - 03/19/1993

LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)

IN

09/26/1991 - 03/19/1993

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)

IA

03/24/1988 - 12/31/1988

E.I. SALES, INC. (DES MOINES IA)

NA

05/09/1983 - 12/19/1986

NEW ENGLAND SECURITIES CORPORATION

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Licenses & Designations

IA

Issued 11/21/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/01/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/05/1993

Series 7 - General Securities Representative Examination

BC

Issued 09/24/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Chicago, Inc.

N

Nasdaq PHLX LLC

N

New York Stock Exchange

Disclosures

There is public disclosure for Ronald Thomas Deal. Review regulatory record here.
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