Unclaimed
Ronald Thomas Deal has been providing financial services since 1987 and has extensive experience with Raymond James & Associates, Inc.. Ronald has worked at various financial services firms in the past including Wells Fargo Clearing Services, LLC, A. G. Edwards & Sons, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Ronald specializes in providing a broad range of financial services and investment advice to individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations and insurance companies. Ronald holds a series of licenses and certifications including Series 6, 7, 63, and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
05/09/2022 - Present
Raymond James & Associates, Inc. (Ruston LA)
LA
01/01/2008 - 04/26/2022
WELLS FARGO CLEARING SERVICES, LLC (RUSTON LA)
LA
09/20/2002 - 01/03/2008
A. G. EDWARDS & SONS, INC. (RUSTON LA)
NY
05/06/1993 - 09/24/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IN
09/26/1991 - 03/19/1993
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
09/26/1991 - 03/19/1993
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
IA
03/24/1988 - 12/31/1988
E.I. SALES, INC. (DES MOINES IA)
NA
05/09/1983 - 12/19/1986
NEW ENGLAND SECURITIES CORPORATION
IA
Issued 11/21/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/01/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/1993
Series 7 - General Securities Representative Examination
BC
Issued 09/24/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq PHLX LLC
N
New York Stock Exchange
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