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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Takao Sera is an investment advisor representative with Cetera Investment Advisers LLC and is currently registered with the states of California and Texas. Ronald has over 28 years of experience in the financial services industry, having previously worked with CETERA ADVISOR NETWORKS LLC, FINANCIAL WEST GROUP and AIG FINANCIAL ADVISORS, INC. Ronald is a highly experienced professional holding several industry licenses and is committed to providing expert financial advice and guidance to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
06/29/2023 - Present
Cetera Investment Advisers LLC (WINNETKA CA)
CA
05/10/2017 - 04/20/2020
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
CA
03/05/2008 - 05/04/2017
FINANCIAL WEST GROUP (WESTLAKE VILLAGE CA)
CA
10/31/2005 - 03/13/2008
AIG FINANCIAL ADVISORS, INC. (CAMARILLO CA)
AZ
08/12/1994 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
BOTH
Issued 12/21/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 08/24/2000
Series 24 - General Securities Principal Examination
BC
Issued 05/21/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2000
Series 7 - General Securities Representative Examination
BC
Issued 08/11/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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