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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Stillman Cole is a financial advisor with Emerson Equity LLC. Ronald has over 20 years of experience in the financial services industry, specializing in portfolio management for individuals and businesses. He is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 63, and Series 66 licenses. Ronald's previous experience includes roles at Great Point Capital LLC, Colorado Financial Service Corporation, and Money Concepts Capital Corp. Ronald's experience and dedication to his clients make him a valuable asset to Emerson Equity LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Management of private placement life insurance / insurance dedicated funds (single investor private funds)
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
08/20/2024 - Present
Emerson Equity LLC (SAN MATEO CA)
IL
01/09/2024 - 08/20/2024
GREAT POINT CAPITAL LLC (CHICAGO IL)
CA
03/17/2020 - 01/10/2024
EMERSON EQUITY LLC (SAN MATEO CA)
RI
02/04/2020 - 03/18/2020
GREAT POINT CAPITAL LLC (Newport RI)
RI
05/03/2018 - 02/05/2020
COLORADO FINANCIAL SERVICE CORPORATION (Newport RI)
CT
01/09/2018 - 05/04/2018
MONEY CONCEPTS CAPITAL CORP (Wethersfield CT)
IL
10/24/2016 - 12/01/2017
INLAND SECURITIES CORPORATION (OAK BROOK IL)
NJ
06/10/2013 - 10/19/2016
EDI FINANCIAL, INC. (LAKE COMO NJ)
NJ
02/22/2011 - 05/29/2013
ALLIED BEACON PARTNERS, INC. (LAKE COMO NJ)
NJ
07/15/2010 - 02/22/2011
AMERICAN BEACON PARTNERS, INC. (AVON BY THE SEA NJ)
NY
10/23/2008 - 02/25/2009
LONGVIEW FINANCIAL GROUP, INC (NEW YORK NY)
NY
04/23/2008 - 08/13/2008
WM SMITH & CO. (NEW YORK NY)
NY
09/18/2007 - 04/21/2008
SPENCER TRASK VENTURES, INC. (NEW YORK NY)
NY
05/07/2007 - 10/08/2007
NATIONAL SECURITIES CORPORATION (ELMSFORD NY)
NY
03/07/2007 - 04/02/2007
WESTROCK ADVISORS, INC. (NEW YORK NY)
NY
06/22/2006 - 02/13/2007
MATRIX U.S.A., LLC (NEW YORK NY)
NY
05/22/2000 - 10/31/2001
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
01/20/1998 - 05/26/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
05/05/1995 - 01/09/1998
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
03/06/1995 - 05/09/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MO
05/17/1993 - 03/07/1995
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
09/16/1991 - 05/17/1993
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
07/07/1987 - 08/09/1988
KIDDER, PEABODY & CO. INCORPORATED
NA
05/22/1986 - 06/22/1987
L. F. ROTHSCHILD & CO. INCORPORATED
BOTH
Issued 06/29/2006
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/14/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/20/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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