Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Steven Lee is an investment advisor representative at CWM, LLC. Ronald has been in the financial services industry for over 23 years, providing investment advice and financial guidance to individuals, families, and businesses. Ronald holds a Series 6, 7, 24, 63, and 65 licenses. Ronald is registered with the states of Arkansas and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Sub-advisory services for other investment advisory firms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees from other investment advisors
1
2
AR
01/03/2017 - Present
CWM, LLC (Hot Springs AR)
AR
12/16/2014 - 01/19/2017
LPL FINANCIAL LLC (HOT SPRINGS AR)
MO
05/09/2001 - 12/22/2014
METLIFE SECURITIES INC. (ST. LOUIS MO)
AR
05/09/2001 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (HOT SPRINGS AR)
TX
04/09/2001 - 05/03/2001
AMERICAN GENERAL FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
04/09/2001 - 05/03/2001
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
NY
05/18/1998 - 04/19/2001
AXA ADVISORS, LLC (NEW YORK NY)
NY
05/18/1998 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 12/12/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/1999
Series 7 - General Securities Representative Examination
BC
Issued 05/11/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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