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Ronald Steven Kramer

B. Riley Wealth Management

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About Ronald Steven Kramer

Ronald Kramer is a financial advisor with B. Riley Wealth Management. Ronald has been in the financial services industry since 1984 and is registered with FINRA as well as 25 states. Ronald is a Series 7 and Series 63 licensed professional and holds the SIE designation. Ronald has held previous positions with a number of firms including Capital Securities of America, Inc., Hennion & Walsh, Inc., Quick & Reilly, Inc., Wachovia Securities, Inc., Janney Montgomery Scott LLC, A. G. Edwards & Sons, Inc., First Colonial Securities Group, Inc., Gruntal & Co. Incorporated, J. B. Hanauer & Co., Philips, Appel & Walden, Inc., and First Jersey Securities, Inc..

Firm Information

Ronald Kramer is currently registered with B. Riley Wealth Management. B. Riley Wealth Management is a Corporation formed on January 10, 1992. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

130

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ronald Kramer’s Registration & Firm History

TN

03/01/2007 - Present

B. Riley Wealth Management (Memphis TN)

OH

07/20/2006 - 03/01/2007

CAPITAL SECURITIES OF AMERICA, INC. (HARTVILLE OH)

NJ

06/17/2003 - 08/02/2006

HENNION & WALSH, INC. (PARSIPPANY NJ)

NY

09/19/2002 - 07/09/2003

QUICK & REILLY, INC. (NEW YORK NY)

MO

12/17/2001 - 09/16/2002

WACHOVIA SECURITIES, INC. (ST. LOUIS MO)

PA

06/13/1998 - 12/14/2001

JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)

MO

09/17/1990 - 05/07/1998

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

FL

09/19/1990 - 10/04/1990

FIRST COLONIAL SECURITIES GROUP, INC. (BOCA RATON FL)

NY

04/01/1987 - 10/02/1990

GRUNTAL & CO. INCORPORATED (NEW YORK NY)

NA

12/04/1984 - 04/09/1987

J. B. HANAUER & CO.

NA

01/23/1984 - 06/26/1984

PHILIPS, APPEL & WALDEN, INC.

NA

08/23/1983 - 01/09/1984

FIRST JERSEY SECURITIES, INC.

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Licenses & Designations

BC

Issued 04/09/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/20/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Ronald Steven Kramer. Review regulatory record here.
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