Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Stephen Baruch is an Investment Advisor Representative with Oppenheimer & Co. Inc., with over 40 years of experience in the industry. Ronald Baruch holds the Series 7, Series 63, and Series 65 securities licenses and holds registrations in 17 states, including New York, New Jersey, Florida and California. He is a registered representative and investment advisor for Oppenheimer & Co. Inc. Prior to joining Oppenheimer & Co. Inc. in 2003, Ronald Baruch worked at CIBC WORLD MARKETS CORP. and D. H. BLAIR & CO., INC. Ronald Baruch specializes in Portfolio Management for Individuals, Portfolio Management for Businesses, Financial Planning, and Pension Consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
04/07/2021 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
02/17/1993 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
10/29/1979 - 03/03/1993
D. H. BLAIR & CO., INC. (NEW YORK NY)
IA
Issued 11/01/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/24/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/1979
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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