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Ronald Siko

Apex Clearing Corp.

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About Ronald Siko

Ronald Siko is a financial professional with over 20 years of experience in the financial services industry. Ronald has held positions at several firms, including CODA MARKETS, INC., ARCHIPELAGO TRADING SERVICES, INC., and WAVE SECURITIES, LLC. Ronald is currently registered with Apex Clearing Corp. and holds a Series 7, Series 24, Series 55, Series 63 and Series 99TO. Ronald is dedicated to providing his clients with personalized financial advice and guidance.

Firm Information

Ronald Siko is currently registered with Apex Clearing Corp.. Apex Clearing Corp. is a corporation formed in December 1978. The firm is registered in 53 states and the District of Columbia and has 1 approved SEC registration. Apex Clearing Corp. has been subject to 47 regulatory events and 8 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

126

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ronald Siko’s Registration & Firm History

IL

03/26/2024 - Present

Apex Clearing Corp. (Chicago IL)

IL

05/05/2016 - 05/01/2024

CODA MARKETS, INC. (GLENVIEW IL)

IL

01/07/2004 - 03/04/2015

ARCHIPELAGO TRADING SERVICES, INC. (CHICAGO IL)

IL

08/16/2002 - 03/04/2015

ARCHIPELAGO SECURITIES L.L.C. (CHICAGO IL)

IL

09/13/1999 - 08/15/2002

WAVE SECURITIES, LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 10/07/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/24/2001

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/01/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/12/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Ronald Siko.
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