Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Scott Gutstein is a securities professional with over 28 years of experience in the financial services industry. Ronald is currently registered with Access Securities, LLC and is a Series 7, 9, 10, 24, 55, 57TO, and SIE licensed professional. Ronald has held previous positions at Investec Ernst & Company, Fahnestock & Co., Inc., and Reich & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
05/06/2003 - Present
Access Securities, LLC (STAMFORD CT)
NY
04/05/1995 - 12/20/2002
INVESTEC ERNST & COMPANY (NEW YORK NY)
NY
07/27/1994 - 03/22/1995
FAHNESTOCK & CO., INC. (NEW YORK NY)
NA
10/22/1993 - 01/01/1995
REICH & CO., INC.
BC
Issued 01/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/29/2002
Series 24 - General Securities Principal Examination
BC
Issued 06/03/1999
Series 4 - Registered Options Principal Examination
BC
Issued 11/27/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2002
Series 3 - National Commodity Futures Examination
BC
Issued 12/02/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/21/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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