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Ronald Scott Endsley

Charles Schwab & CO., Inc.

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About Ronald Scott Endsley

Ronald Endsley is a financial advisor with over 30 years of experience in the industry. Ronald has been with Charles Schwab & Co., Inc. since July 2018. Ronald was previously registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Stifel, Nicolaus & Company, Incorporated, A. G. Edwards & Sons, Inc. and Edward D. Jones & Co., L.P. Ronald is registered to provide investment advice in 37 states and is also a registered representative of Charles Schwab & Co., Inc. in both Illinois and Texas. Ronald offers financial planning services. Ronald has been offering financial services and advice since November 20, 1984. Ronald is a registered Investment Advisor, a registered representative, and is also a Registered Principal.

Firm Information

Ronald Endsley is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Ronald Endsley’s Registration & Firm History

IL

01/09/2019 - Present

Charles Schwab & CO., Inc. (Champaign IL)

IL

11/30/2012 - 07/30/2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHAMPAIGN IL)

IL

11/09/2001 - 12/06/2012

STIFEL, NICOLAUS & COMPANY, INCORPORATED (CHAMPAIGN IL)

MO

09/13/1989 - 11/21/2001

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

MO

11/21/1984 - 09/20/1989

EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)

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Licenses & Designations

IA

Issued 04/03/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/14/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/15/1990

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/02/1990

Series 3 - National Commodity Futures Examination

BC

Issued 11/17/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Ronald Scott Endsley. Review regulatory record here.
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