Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Pricenor is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Ronald has over 20 years of experience in the financial services industry. Ronald is registered to provide investment advice in 12 states. He is also a Certified Financial Planner. Ronald has a wide range of experience in helping clients with their financial needs. He has worked with clients of all ages and financial backgrounds. He is committed to providing his clients with personalized service and helping them achieve their financial goals. Ronald is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/16/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAINT AUGUSTINE FL)
FL
04/07/2008 - 10/15/2010
BB&T INVESTMENT SERVICES, INC. (ST. AUGUSTINE FL)
FL
07/05/2006 - 03/12/2008
UVEST FINANCIAL SERVICES GROUP, INC. (ST. AUGUSTINE FL)
FL
02/07/2006 - 06/30/2006
AMSOUTH INVESTMENT SERVICES, INC. (JACKSONVILLE FL)
MO
10/01/2000 - 02/09/2006
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
11/11/1999 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 11/19/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/01/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2004
Series 7 - General Securities Representative Examination
BC
Issued 08/30/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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