Unclaimed
Ronald Pillar is a financial advisor at UBS Financial Services Inc. Ronald has been working in the securities industry for over 20 years. Ronald has a Series 7, Series 24, Series 63 and Series 66 licenses. Ronald has experience working at various firms including J.P. Morgan Securities Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Cowen & Co. Ronald's current registrations include Florida and New York. Ronald is also registered as an Investment Advisor Representative in Florida and New York. Ronald has experience working with a variety of clients including high net worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
06/28/2023 - Present
UBS Financial Services Inc. (Miami FL)
MO
11/21/2018 - 12/17/2019
M&A SECURITIES GROUP, INC. (KANSAS CITY MO)
CA
03/01/2016 - 04/25/2018
US ARMA PARTNERS LP (Palo Alto CA)
MO
03/12/2015 - 12/21/2015
M&A SECURITIES GROUP, INC. (KANSAS CITY MO)
NY
12/09/2010 - 01/14/2014
SAGENT ADVISORS, LLC (NEW YORK NY)
NY
03/23/2009 - 09/28/2009
LADENBURG THALMANN & CO. INC. (NEW YORK NY)
NY
10/01/2008 - 12/26/2008
J.P.MORGAN SECURITIES INC. (NEW YORK NY)
NY
05/01/2001 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
02/10/2000 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
08/18/1998 - 02/10/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/01/1998 - 07/17/1998
SOCIETE GENERALE SECURITIES CORPORATION (NEW YORK NY)
NY
12/24/1996 - 07/01/1998
COWEN & CO. (NEW YORK NY)
BOTH
Issued 05/24/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/31/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/1999
Series 24 - General Securities Principal Examination
BC
Issued 04/25/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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