Unclaimed
Ronald S. Miller is an investment advisor representative with Janney Montgomery Scott LLC, where has been employed since June 2019. Ronald has been in the financial services industry since October 2006 and has an active FINRA registration. Ronald also has state registrations as an investment advisor representative in multiple states. Ronald is a licensed securities professional and has earned his Series 7 and Series 66 licenses. In addition, has earned the Securities Industry Essentials Examination (SIE). The firm also has a strong history in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
DE
03/03/2022 - Present
Janney Montgomery Scott LLC (Lewes DE)
DE
10/26/2006 - 06/20/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (REHOBOTH BEACH DE)
BOTH
Issued 11/14/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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