Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald MacLeod is a financial advisor with over 15 years of experience in the industry. Ronald is currently registered with Northern Trust Securities, Inc. and specializes in providing investment advice to high-net-worth individuals, corporations and other businesses, charitable organizations, and partnerships. Ronald has previously held positions at several other firms, including Figure Securities, Inc., Roth Capital Partners, LLC, DAKOY Capital Markets LLC, and Seton Securities Group, Inc. Ronald holds the Series 7 and Series 63 licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/13/2024 - Present
Northern Trust Securities, Inc. (MONTECITO CA)
CA
03/06/2023 - 08/01/2023
FIGURE SECURITIES, INC. (SAN FRANCISCO CA)
CA
01/27/2017 - 08/04/2017
ROTH CAPITAL PARTNERS, LLC (NEWPORT BEACH CA)
NY
11/28/2016 - 01/25/2017
DAKOY CAPITAL MARKETS LLC (HUNTINGTON NY)
NY
09/21/2012 - 10/21/2014
SETON SECURITIES GROUP, INC. (NEW YORK NY)
CA
02/04/2013 - 07/01/2013
SOFI SECURITIES LLC (SAN FRANCISCO CA)
CA
02/10/2012 - 09/25/2012
PLANMEMBER SECURITIES CORPORATION (SANTA BARBARA CA)
CA
08/26/2009 - 02/17/2010
CYPRESS CAPITAL CORPORATION (SAN FRANCISCO CA)
CA
01/23/2008 - 12/05/2008
NUVEEN INVESTMENTS, LLC (LOS ANGELES CA)
CA
04/03/2006 - 03/29/2007
UST SECURITIES CORP. (LOS ANGELES CA)
NY
05/14/2003 - 11/04/2005
MBSC, LLC (NEW YORK NY)
TX
01/26/2001 - 09/18/2001
SOUTHCOAST INVESTMENT GROUP, INC. (HOUSTON TX)
CA
04/30/1996 - 03/26/1997
FIRST ASSOCIATED SECURITIES GROUP, INC. (CHICO CA)
NV
02/22/1994 - 05/11/1994
FINANCIAL WEST GROUP (RENO NV)
NV
04/30/1991 - 12/31/1991
FINANCIAL WEST GROUP (RENO NV)
NA
12/01/1989 - 04/30/1991
FINANCIAL WEST INVESTMENT GROUP
NA
02/06/1987 - 12/11/1987
PATTERSON FINANCIAL SERVICES, INC.
NA
04/04/1984 - 03/25/1985
DREXEL BURNHAM LAMBERT INCORPORATED
NA
08/16/1983 - 03/15/1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
06/23/1983 - 07/27/1983
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
BC
Issued 10/28/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/2017
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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