Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Raymond Desbois is an investment professional with over 40 years of experience in the financial services industry. Currently, Ronald is registered with Raymond James & Associates, Inc., and has been with the firm since 2020. Prior to this, Ronald held positions at Oppenheimer & Co. Inc. and CIBC World Markets Corp., among other firms. Ronald holds a variety of licenses, including Series 7, 15, 63, and 65, and has expertise in a wide range of investment areas, including stocks, bonds, mutual funds, options, and foreign currency. Ronald's career has been focused on providing clients with comprehensive financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
04/07/2022 - Present
Raymond James & Associates, Inc. (Boston MA)
MA
01/03/2003 - 08/28/2020
OPPENHEIMER & CO. INC. (BOSTON MA)
NY
12/08/2000 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
10/11/2000 - 12/15/2000
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
07/01/1998 - 10/19/2000
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
10/28/1994 - 07/01/1998
COWEN & CO. (NEW YORK NY)
NY
06/06/1989 - 11/03/1994
H.C. WAINWRIGHT & CO., INC. (NEW YORK NY)
NA
10/23/1981 - 05/30/1989
ALEX. BROWN & SONS INCORPORATED
IA
Issued 01/03/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/08/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 01/24/1983
Series 5 - Interest Rate Options Examination
BC
Issued 10/17/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Ronald Desbois is the right advisor for you? Invested Better is here to help.
