Unclaimed
Ronald Hodge has been in the financial industry since 2005 and is currently registered with Raymond James & Associates, Inc. and Raymond James Financial Services Advisors, Inc. in Indiana and Florida. Ronald Hodge has a Series 7, Series 63, Series 66, and Series 24 license and has worked with Woodbury Financial Services, Inc. and Legend Equities Corporation in the past. Ronald Hodge works with clients of all types, including high-net-worth individuals, corporations, pension plans, and charitable organizations. Ronald Hodge provides a wide range of services, including financial planning, portfolio management, and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/26/2022 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
IN
04/29/2016 - 07/07/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (TERRE HAUTE IN)
IN
06/02/2010 - 05/03/2016
WOODBURY FINANCIAL SERVICES, INC. (TERRE HAUTE IN)
IN
08/04/2008 - 06/01/2010
LEGEND EQUITIES CORPORATION (BRAZIL IN)
IN
08/09/2005 - 08/07/2008
EDWARD JONES (RILEY IN)
BOTH
Issued 03/05/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/13/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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