Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Ray Gardner is a financial advisor who has been in the industry since August 17, 1990. Ronald is currently registered with Fidelity Brokerage Services LLC in Covington, Kentucky. Ronald has previously worked with National Financial Services LLC in Boston, Massachusetts and Lehman Brothers Inc. in New York, New York. Ronald has obtained a variety of licenses including the Series 63, Series 10, Series 9, Series 24, Series 4, Series 8, Series 3, Series 7, and the SIE. Ronald is registered in Kentucky, Massachusetts, Texas, and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
05/13/1991 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
MA
08/22/2002 - 12/19/2003
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
NY
01/23/1990 - 10/17/1990
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 02/08/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/07/2009
Series 24 - General Securities Principal Examination
BC
Issued 02/11/2008
Series 4 - Registered Options Principal Examination
BC
Issued 04/08/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2007
Series 3 - National Commodity Futures Examination
BC
Issued 01/20/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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