Unclaimed
Ronald Gervolino is an experienced financial professional with over 30 years of experience in the industry. Ronald is currently registered with Morgan Stanley and has held previous positions with E*TRADE SECURITIES LLC, E*TRADE CLEARING LLC, HARRISDIRECT LLC, MURIEL SIEBERT & CO., INC., JOSEPHTHAL LYON & ROSS INCORPORATED, LEHMAN BROTHERS INC. and THOMAS JAMES ASSOCIATES, INC.. Ronald holds several licenses and certifications, including Series 3, Series 4, Series 7, Series 24, Series 55, Series 57TO, Series 63, Series 99TO, and the SIE. Ronald specializes in a variety of investment products and services, including stocks, bonds, mutual funds, options, and futures. Ronald is committed to providing clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
07/14/2022 - Present
Morgan Stanley (Jersey City NJ)
NJ
09/26/2008 - 06/03/2024
E*TRADE SECURITIES LLC (Jersey City NJ)
NJ
12/14/2007 - 09/30/2016
E*TRADE CLEARING LLC (Jersey City NJ)
NJ
01/03/2006 - 12/14/2007
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NJ
11/25/1997 - 12/31/2005
HARRISDIRECT LLC (JERSEY CITY NJ)
NY
11/23/1992 - 09/04/1997
MURIEL SIEBERT & CO., INC. (NEW YORK NY)
NY
10/05/1992 - 12/10/1992
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
NY
07/23/1992 - 08/19/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
03/06/1992 - 06/05/1992
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
BC
Issued 03/10/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/09/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/22/1994
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2011
Series 3 - National Commodity Futures Examination
BC
Issued 02/25/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/04/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Ronald Gervolino is the right advisor for you? Invested Better is here to help.