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Ronald Quincy Dottin

Capital Client Group, Inc.

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About Ronald Quincy Dottin

Ronald Quincy Dottin is an investment advisor representative at Capital Client Group, Inc. Ronald is a registered investment advisor in California. Ronald has been in the industry since November 27, 1999. Ronald has been registered with Capital Client Group, Inc. since August 21, 2018. Prior to that, Ronald was registered with J.P. MORGAN SECURITIES LLC from November 6, 2015 to July 27, 2018. Ronald holds a Series 63, 65, 7 and SIE license.

Firm Information

Ronald Dottin is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Ronald Dottin’s Registration & Firm History

CA

08/21/2018 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

NY

11/06/2015 - 07/27/2018

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

11/11/2009 - 11/25/2014

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

04/03/2009 - 06/11/2009

CASTLEOAK SECURITIES, LP (NEW YORK NY)

NY

05/01/2001 - 06/26/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

09/18/1997 - 05/01/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 05/03/2019

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/06/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/11/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 03/24/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 09/17/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ronald Quincy Dottin.
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