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Ronald Prasad

Fidelity Brokerage Services LLC

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About Ronald Prasad

Ronald Prasad is a financial advisor with Fidelity Brokerage Services LLC. Ronald has been in the financial services industry since 2020. Ronald is licensed to provide securities and investment advice in 53 states and the District of Columbia. Ronald holds the Series 7TO, Series 6TO, and Series 63 licenses. Ronald is committed to helping clients achieve their financial goals.

Firm Information

Ronald Prasad is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ronald Prasad’s Registration & Firm History

RI

01/11/2023 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

FL

03/14/2022 - 07/21/2022

MORGAN STANLEY (Tampa FL)

PA

06/15/2020 - 04/15/2021

J.P. MORGAN SECURITIES LLC (Pittsburgh PA)

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Licenses & Designations

BC

Issued 05/28/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/05/2022

Series 7TO - General Securities Representative Examination

BC

Issued 06/15/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 02/21/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Ronald Prasad.
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