Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Gallant is a financial advisor with Osaic Wealth, Inc. Ronald has been in the financial services industry since 2001. Ronald's experience includes working with TD Private Client Wealth LLC, Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Banc of America Investment Services, Inc.. Ronald has a Series 6, 7, 24, 26, 63 and 66 licenses. Ronald specializes in financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
09/01/2023 - Present
Osaic Wealth, Inc. (EAST HARTFORD CT)
CT
08/03/2020 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (EAST HARTFORD CT)
CT
10/16/2019 - 08/18/2020
CAMBRIDGE INVESTMENT RESEARCH, INC. (West Hartford CT)
CT
07/31/2013 - 01/09/2019
TD PRIVATE CLIENT WEALTH LLC (HARTFORD CT)
CT
06/23/2010 - 08/06/2013
MORGAN STANLEY (HARTFORD CT)
CT
10/23/2009 - 05/04/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WEST HARTFORD CT)
CT
02/11/2005 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (WEST HARTFORD CT)
NY
07/15/2003 - 01/10/2005
IFMG SECURITIES, INC. (PURCHASE NY)
MO
02/28/2001 - 07/26/2001
EDWARD JONES (ST. LOUIS MO)
CA
01/19/2000 - 08/07/2000
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NC
02/24/1998 - 01/12/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 09/20/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/25/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2001
Series 24 - General Securities Principal Examination
BC
Issued 11/24/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/2001
Series 7 - General Securities Representative Examination
BC
Issued 02/23/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Ronald Gallant is the right advisor for you? Invested Better is here to help.
