Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Peter Dales is a financial advisor with Raymond James Financial Services Advisors, Inc. Ronald has been in the financial services industry since March 29, 2000. He has been registered with Raymond James Financial Services Advisors, Inc. since February 1, 2016. Ronald is licensed in Illinois and Texas. He holds Series 63, Series 65, Series 7, and Series 24 licenses. He is a registered representative of Raymond James Financial Services, Inc. and an investment advisor representative of Raymond James Financial Services Advisors, Inc. Prior to joining Raymond James, Ronald worked at Wells Fargo Advisors, LLC and BANC of America Securities LLC. Ronald's areas of specialization include retirement planning, estate planning, and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
IL
03/03/2016 - Present
Raymond James Financial Services Advisors, Inc. (GLENVIEW IL)
IL
11/16/2006 - 02/04/2016
WELLS FARGO ADVISORS, LLC (DEERFIELD IL)
IL
01/13/2000 - 08/30/2006
BANC OF AMERICA SECURITIES LLC (CHICAGO IL)
IA
Issued 12/05/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/03/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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