Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Putelo is a financial advisor with over 30 years of experience in the industry. Ronald is registered with Citigroup Global Markets Inc. and has a strong track record of providing investment advice and financial planning services to individuals, families, and businesses. Ronald has held positions with a variety of financial firms, including Lehman Brothers Inc., Smith Barney Inc., Paine Webber Incorporated, and Morgan Stanley DW Inc. Ronald is committed to providing his clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
08/17/2021 - Present
Citigroup Global Markets Inc. (New York NY)
NY
11/07/2002 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
NY
09/27/1999 - 10/03/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
07/10/1995 - 10/01/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
07/31/1993 - 07/25/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
01/27/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
05/22/1989 - 02/03/1992
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
10/03/1988 - 05/22/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
05/02/1988 - 09/14/1988
J. B. HANAUER & CO.
NA
01/19/1988 - 03/15/1988
SHEARSON LEHMAN HUTTON INC.
IA
Issued 01/03/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/27/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/13/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1989
Series 3 - National Commodity Futures Examination
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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