Unclaimed
Ronald Paul Obernolte is a financial advisor with Cetera Investment Advisers LLC. Ronald has been in the financial industry since 1989. Ronald is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Ronald is also registered as an investment advisor in California and Texas. Ronald has a wide range of experience in financial planning, portfolio management, and pension consulting. Ronald is committed to providing his clients with the highest quality financial advice and service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
03/21/2024 - Present
Cetera Investment Advisers LLC (OAKHURST CA)
AZ
05/25/1994 - 12/09/1998
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MN
08/22/1989 - 04/19/1994
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/22/1989 - 04/19/1994
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 07/17/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/07/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/04/2009
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 08/25/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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