Unclaimed
Ronald Lutes is a financial professional with over 30 years of experience in the industry. Ronald is currently registered as a Registered Representative and Investment Advisor Representative with Thrivent Investment Management Inc. Ronald has held several previous positions with firms such as Great American Advisors, Inc., Jefferson Pilot Securities Corporation, New England Securities, and AAL Distributors Inc. Ronald has a wide range of experience in the financial services industry and is committed to providing his clients with personalized advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
12/19/2013 - Present
Thrivent Investment Management Inc. (MINNEAPOLIS MN)
OH
01/24/2001 - 05/26/2005
GREAT AMERICAN ADVISORS, INC. (CINCINNATI OH)
IN
04/27/1993 - 01/26/2001
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
NY
12/14/1989 - 01/01/1993
NEW ENGLAND SECURITIES (NEW YORK NY)
MN
06/09/1987 - 12/19/1989
AAL DISTRIBUTORS INC. (MINNEAPOLIS MN)
BOTH
Issued 11/06/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/12/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/05/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2006
Series 7 - General Securities Representative Examination
BC
Issued 10/30/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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