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Ronald Paul Arimenta

National Financial Services LLC

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About Ronald Paul Arimenta

Ronald Paul Arimenta is a financial professional with over 20 years of experience in the industry. He is currently registered with National Financial Services LLC and has previously held positions with E*TRADE SECURITIES LLC, E*TRADE CLEARING LLC, MORGAN STANLEY, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Ronald is a Series 7, Series 63, Series 99, and SIE licensed representative.

Firm Information

Ronald Arimenta is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ronald Arimenta’s Registration & Firm History

NJ

03/10/2017 - Present

National Financial Services LLC (JERSEY CITY NJ)

NJ

09/30/2016 - 01/26/2017

E*TRADE SECURITIES LLC (Jersey City NJ)

NJ

07/24/2014 - 09/30/2016

E*TRADE CLEARING LLC (JERSEY CITY NJ)

NY

09/13/2012 - 05/21/2014

MORGAN STANLEY (NEW YORK NY)

NY

12/10/1998 - 02/15/2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/02/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/12/2012

Series 99 - Operations Professional Examination

BC

Issued 11/23/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ronald Paul Arimenta.
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