Invested Better
Unclaimed

Unclaimed

Unclaimed

Ronald Orisma

Empower Financial Services, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Ronald? Claim Your Profile

About Ronald Orisma

Ronald Orisma is a registered representative with Empower Financial Services, Inc. Ronald has been in the financial services industry since February 27, 2017, and holds Series 6, 7TO, and 63 licenses. Ronald previously worked for J.P. Morgan Securities LLC, Wells Fargo Clearing Services, LLC, and PRUCO Securities, LLC. Ronald is registered in 52 states and the District of Columbia.

Firm Information

Ronald Orisma is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Ronald Orisma’s Registration & Firm History

MA

03/30/2022 - Present

Empower Financial Services, Inc. (ANDOVER MA)

GA

03/17/2021 - 03/13/2022

J.P. MORGAN SECURITIES LLC (East Point GA)

GA

07/11/2018 - 09/08/2020

WELLS FARGO CLEARING SERVICES, LLC (ATLANTA GA)

GA

06/11/2016 - 05/14/2018

PRUCO SECURITIES, LLC. (ATLANTA GA)

Not sure if Ronald Orisma is right for you?

Licenses & Designations

BC

Issued 05/14/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/24/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/11/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Ronald Orisma. Review regulatory record here.
Not sure if Ronald Orisma is right for you?