Unclaimed
Ronald Riggan is a financial advisor with Osaic Wealth, Inc., registered with the state of California since 2024. Ronald has been providing financial advice and insurance services to clients since 2005. Ronald specializes in financial planning, pension consulting, educational seminars, and portfolio management. He works with a variety of client types, including individuals, high-net-worth individuals, corporations, and charitable organizations. Ronald is dedicated to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/14/2024 - Present
Osaic Wealth, Inc. (SANTA ROSA CA)
CA
04/30/2018 - 06/14/2024
SECURITIES AMERICA, INC. (SANTA ROSA CA)
CA
10/04/2005 - 05/04/2018
WADDELL & REED (SACRAMENTO CA)
BC
Issued 10/21/2005
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/20/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2011
Series 7 - General Securities Representative Examination
BC
Issued 10/01/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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